Full text of AARDVARK SECURITIES LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **Statement of Financial Condition December 31, 2023** Filed as PUBLIC information pursuant to Rule 17a-5(d) Under the Securities Exchange Act of 1934 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ### **ANNUAL REPORTS FORM X-17A-5 PART Ill** | hours per response:<br>12 | | |---------------------------|--| | | | | SEC FILE NUMBER | | | 8-69235 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING O 1/01/2023 | AND ENDING 12/31/2023 | |---------------------------------------------|-----------------------| |---------------------------------------------|-----------------------| MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** ## NAME oF FIRM: Aardvark Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): � Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 550 W. Jackson Blvd. Suite 1300 | | (No. and Street) | | |----------------------------------------------|------------------|------------| | Chicago | IL | 60606 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | PERSON TO CONTACT WITH REGARD TO THIS FILING Philip Vandermause 312-284-5505 (Name) (Area Code - Telephone Number) (Email Address) #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## RSM US LLP | 30 South Wacker Dr., Suite 3300 | (Name - if individual, state last, first, and middle name)<br>Chicago | IL | 60606 | |------------------------------------------------|-----------------------------------------------------------------------|---------------|-------------------------------------------| | (Address)<br>9/24/2003 | (City) | (State)<br>49 | (Zip Code) | | l"<br>of Reg;suatloa with PCAOB)(lf appUcableJ | FOR OFFICIAL USE ONLY | | {PCAOB Regist<atloa N,mbec, if appUcableJ | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the b…Read the full text as markdown