Full text of AARDVARK SECURITIES LLC's X-17A-5 filed 2023-03-16 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **Statement of Financial Condition December 31, 2022** Filed as PUBLIC information pursuant to Rule 17a-5(d) Under the Securities Exchange Act of 1934 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, o:c. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ### **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-69235 | | **I** #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 01/01/2022 | 12/31/2022<br>AND ENDING | | | |---------------------------------|------------|--------------------------|----------|--| | | MM/DD/VY | | MM/DD/VY | | **A. REGISTRANT IDENTIFICATION** ## NAME oF FIRM: Aardvark Securities, LLC TYPE OF REGISTRANT {check all applicable boxes): � Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) ### 550 W. Jackson Blvd. Suite 1300 **r** | | (No. and Street) | | | | |-----------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|-------------------------------------------|--| | Chicago | IL | | 60606 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Philip Vandermause | 312-284-5505 | | philip.vandermause@aardvarksecurities.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RSM US LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 30 South Wacker Dr., Suite 3300 Chicago | | IL | 60606 | | | {Address) | {City) | {State) | {Zip Code) | | | 9/24/2003 | | 49 | | | | te of Regl�rnMo with PCAOB)(;f applicable) | | | )PCAOB Regls"afoo N"mbe<, ,r applicable) | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 C…Read the full text as markdown