Full text of ACORNS SECURITIES, LLC's X-17A-5/A filed 2017-11-28 (period 2016-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5/A 0001578860 XXXXXXXX LIVE false false false 10-01-2015 09-30-2016 Broker-dealer Y Added schedule 'Information relating to procession or control requirements under rule 15c3-3 of the securities and exchange commission' and material weaknesses identified. ACORNS SECURITIES, LLC 19900 MACARTHUR BLVD, SUITE #500 IRVINE CA 92612 colin lam 949-438-4245 Moss Adams LLP 8800 East Raintree Drive, Suite 210 Scottsdale AZ 85260 Certified Public Accountant Colin Lam ACORNS SECURITIES, LLC 09-30-2016 Colin Lam Controller Y
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