Full text of ACORNS SECURITIES, LLC's X-17A-5 filed 2020-11-30 (period 2020-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Acorns Securities, LLC (SEC ID 008-69294) Statement of Financial Condition and Report of Independent Registered Public Accounting Firm For the Year Ended September 30, 2020** Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** | 0MB APPROVAL | | | | |---------------------------|--|------------------|--| | 0MB Number: | | 3235-0123 | | | Expires: | | October 31, 2023 | | | Estimated average burden | | | | | hours per response 12.00 | | | | | | | | | SEC FILE NUMBER 8-69294 **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 10/1/2019 | ----------- | | AND ENDING 9/30/2020 | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|----------|-------------------------------------------------|--|--|--| | | M M /0 D /Y Y | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF BROKER-DEALER: Acorns Securities, LLC | | | OFFICIAL USE ONLY | | | | | CIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>ADDRESS OF PRI<br>5300 California Avenue | | | FIRM I.D. NO. | | | | | | (No . and Street) | | | | | | | Irvine | CA | | 92617 | | | | | (City) | (Sia te) | | (Zip Code) | | | | | NAME A D TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Colin Lam | B. ACCOU TANT IDENTIFICATION | | 949-438-4245<br>(A rea Code - Telephone Number) | | | | | INDEPEN DENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Deloitte & Touche LLP | arne - if individual, s/Clte last, first, middle name) | | | | | | | 555 West 5th Street, Ste 2700 | Los Angeles | CA | 90013 | | | | | (Address) | (Cit y) | (S tate) | (Zip Code) | | | | | CHECK O<br>E:<br>lvl<br>certifi<br>ed Publi c Accountant<br>Publi c Accountant<br>Acco unt ant not resi dent in United States or any of its possessions. | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | *\*Claims fo r exemption Ji-om the requirement that the annual report be covered by the opinion of an independent public accou…Read the full text as markdown