Full text of ACORNS SECURITIES, LLC's X-17A-5 filed 2021-12-29 (period 2021-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Acorns Securities, LLC (SEC ID 008-69294) Statement of Financial Condition And Report of Independent Registered Public Accounting Firm For the Year Ended September 30, 2021** I • .. .. • . .. . .. • Filed pursuant to Rule 17a-S(e}(3} under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | hours per response: | 12 | |---------------------|----| | | | | SEC FILE NUMBER | | | | | 8-69294 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** | l_Oi_l_i 2<br>0_<br>2_<br>_<br>_<br>_ | | 3<br>2<br>_02<br>1<br>9/_<br>_0/_<br>_____<br>_ | |---------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | MM/DD/YY | | MM/DD/YY | | | | | | | | | | | | | | | | D Major security-based swap participant | | | | | | | | | | | | | | | | | | CA | | 9 2617 | | | | (Zip Code) | | | | | | 949-438-42 45 | | colin@acorns.com | | | | (Email Address) | | | | | | | | | | | | 9001 3 | | (City) | | (State)<br>(Zip Code) | | | | (PCAOB Registration Number, if applicable) | | | | | | | | | | | FILING FOR THE PERIOD BEGINNING _<br>o<br>Acorns Securities, LLC<br>TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Los Angeles<br>te of Registration with PCAOB)(if applicable) | _<br>_<br>AND ENDING _<br>A. REGISTRANT IDENTI…Read the full text as markdown