Full text of ACORNS SECURITIES, LLC's X-17A-5 filed 2023-03-17 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Acorns Securities, LLC (SEC ID 008-69294) Statement of Financial Condition and Report of Independent Registered Public Accounting Firm December 31, 2022** Filed pursuant to Rule 17a-S(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE** 0MB Ai>PROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-69294 **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **10/01/2021** MM/DD/YV AND ENDING **12/31/2022** MM/OD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Acorns Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer □ Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 5300 California Avenue (No. and Street) Irvine CA 92617 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Ana Manning 949-438-4245 amanning@acorns.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* PricewaterhouseCoopers LLP {Name - if individual, state last, first, and middle name) 601 S Figueroa St Los Angeles CA 90017 (Address) (City) (State) (Zip Code) 10/20/2003 238 r te of Re�matloo with PCAOBl(if appHca••I **FOR OFFICIAL USE ONLY (PCAOB Registtatioo N,mbe,,** if **applira�•I** I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | | 12/31 | financial report pertaining to the firm of Acorns Securities, LLC | swear (or affirm} that, to the best of my knowledge and belief, the<br>as of<br>2� is true and correc…Read the full text as markdown