Full text of BMS CAPITAL ADVISORY, INC.'s X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECIruTIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-l7A-s PART III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section t7 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder REPORT FOR rHE PERTOD BEGTNNTNG oua1za AND ENDrN G12131120 MMiDD/YY MMiDD/YY # A. REGISTRANT IDENTIFICATION NAME oF BROKER-DEALER: BMS CAPITAL ADVISORY, lNC. ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) # 122 EAST 42ND STREET, SUITE 820 | (No. and Street) | | | | |------------------|---------|------------|--| | NEWYORK | NY | 10168 | | | (City) | (State) | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT # B. ACCOTJNTAIYT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* # BOULAY PLLP (Name - d individual, state last, first, middle name) | 75OO FLYING CLOUD DR | MINNEAPOLIS | MN | 55344 | |----------------------|-------------|---------|------------| | (Address) | (Citv) | (State) | (Zip Code) | | CHECK ONE: | | | | Certifi ed Public Accountant ,/ Public Accountant Accountant not resident in United States or any of its possessions ## FOR OFFICIAL USE O}ILY \*Claims for exemptionfrom the requirement that the annual report be covered by the opinion of an independent public qccountant must be supported by a statement offacts and circumstances relied on ss the basisfor the exemption. See Section 240.17a-5(e)(2) > Potentlal persons who are to respond to the collection of inlormatlon contained ln thls form are not requlred to respond unlessthelorm dlsplays acurrentlyvalid OMB control number. OMB APPROVAL OMB Number: 3235-0123 Expires: October 3 1, 2023 Estimated average burden hours per response.. . . . . 1 2.00 | SEC FILE NUMBER | |-----------------| | 8-69349 | (Area Code - Telephone Number) OFFICIAL USE ONLY FIRM I.D. NO. {1}------------------------------------------------ ### OATH OR AFFIR]VIATION ### I, ROMULO BRAGA , swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of BMS CAPITAL ADVISORY, INC. ,?S og DECEMBER3l 2020 . are true and correct. t further swear (or affirm) that CHIEF EXECUTIVE OFFICER DONALD GOLDSMITH Notary Public, State of New York Signature Title neither the company nor any partner, proprietor, principal officer or director has any proprietar…Read the full text as markdown