Full text of BMS CAPITAL ADVISORY, INC.'s X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | | | | |--------------------------|--|--|--| | 0MB Number: 3235-0123 | | | | | Expires: Oct. 31, 2023 | | | | | Estimated average burden | | | | | hours per response: 12 | | | | | SEC FILE NUMBER | | |--------------------|--| | 8-69349<br>8-69349 | | **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/21 AND ENDING 12/31/21 --------- ---------- MM/DD/ YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: BMS CAPITAL ADVISORY, INC. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 757 THIRD AVENUE, 22ND FLOOR (No. and Street} NEWYORK NY 10017 (City} PERSON TO CONTACT WITH REGARD TO THIS FILING (State} (Zip Code} (Name} (Area Code - Telephone Number} (Email Address} **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* BOULAY PLLP (Name - if individual, state last, first, and middle name} 7500 FL YING CLOUD DR MINNEAPOLIS MN 55344 (Address) 10/14/2003 (City} (State} (Zip Code) <sup>542</sup>Tte of Registratlon wlth PCAOB)l;f applicable] **FOR OFFICIAL USE ONLY** (PCAOB Reg;,t,at;o, Number, ;f applicable) <sup>I</sup> \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e}(l}(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | 1, | ROMULO BRAGA | | |----|--------------|--| | | | | I, ROMULO BRAGA swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of BMS CAPITAL ADVISORY, INC. as of DECEMBER 31 2~ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person,…Read the full text as markdown