Full text of BMS CAPITAL ADVISORY, INC.'s X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|---------|----------------------------------------------------|--| | | SECURITIES AND EXCHANGE COMMISSION | | 0MB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | | | Washington, D.C. 20549 | | Estimated average burden<br>hours per response: 12 | | | | | | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-5 | | 8-69349 | | | | PART Ill | | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | | | | AND ENDING 12/31 /22<br>FILING FOR THE PERIOD BEGINNING 01 /01 /22<br>MM/00/YY | | | | | | | | MM/00/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: BMS CAPITAL ADVISORY, INC. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Security-based swap dealer<br>D Major security-based swap participant<br>0 Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 757 THIRD AVENUE, 22ND FLOOR | | | | | | | (No. and Street) | | | | | NEW YORK | NY | | 10017 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | ONDREJ VESELY | 952-224-0200 | | ONDREJ.VESEL Y@BMSCAPADVISORY.COM | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | BOULAY PLLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 7500 FL YING CLOUD DR | MINNEAPOLIS | MN | 55344 | | | (Address) | (City) | (State) | (Zip Code) | | | r<br>10/14/2003 | | 542 | | | | • of Registration with PCAOB)lif applicable]<br>jPCAOB Registratton Number, if applicable)I | | | | | | | FOR OFFICIAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of…Read the full text as markdown