Full text of BMS CAPITAL ADVISORY, INC.'s X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-69349 **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01 /23** AND ENDING **12/31 /23** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: BMS CAPITAL ADVISORY, INC. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 757 THIRD AVENUE, 22ND FLOOR | | {No. and Street} | | | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------|-----------------|--------------------------------------------|--|--|--|--| | NEW YORK | NY | | 10017 | | | | | | {City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | ONDREJ VESELY | 952-224-0200 | | | | | | | | (Name) | (Area Code -Telephone Number<br>) | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>BOULAY PLLP<br>{Name - if individual, state last, first, and middle name) | | | | | | | | | 7500 FL YING CLOUD DR | MINNEAPOLIS | MN | 55344 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 10/14/2003 | | 542 | | | | | | | r<br>te of Registration with PCAOB)(;f applicable] | | | {PCAOB Reglstratlon Number, ,t appUcable)I | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e){l){ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ ###…Read the full text as markdown