Full text of TIGERRISK CAPITAL STRATEGIES LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | | | |--------------------------|-----------------|--|--| | OMB Number: | | | | | Expires: August 31, 2020 | | | | | Estimated average burden | | | | | hours per response 12.00 | | | | | | SEC FILE NUMBER | | | | | 8 - 69523 | | | ## ANNUAL AUDITED REPORT FORM X-17A-5 PART III ## FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/2019 | AND ENDING | 12/31/2019 | |----------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|--------------|------------------------------| | | MM/DD/YYYYY | | MM/DD/YYYYY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | | | | | TIGERRISK CAPITAL STRATEGIES LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM ID. NO. | | | | 1350 Avenue of the Americas, Suite 3005<br>(No. and Street) | | | | New York | NY | | 10019 | | (City) | (State) | | (Zip Code) | | | B. ACCOUNTANT IDENTIFICATION | | (Area Code -- Telephone No.) | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Crowe I I P | | | | | | (Name -- if individual, state last, first, middle name ) | | | | 488 Madison Avenue, Floor 3 | New York | NY | 10022 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE:<br>× Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2). > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (06-02) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, | FI<br>eph<br><;I<br>er,<br>vV\<br>I:) M | ' swear (or affirm) that, to the | |--------|------------------------------------------------------…Read the full text as markdown