Full text of HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC's X-17A-5 filed 2025-12-23 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **HOWDEN TIGER CAPITAL MARKETS** & **ADVISORY, LLC** Financial Statement September 30, 2025 and Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per r,esponse: 12 SEC FILE NUMBER 8 - 69523 Information Required Pursuant to Rules 17a-5, 17a-12, and lBa-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 10/1/2024 MM/DD/VY ANO ENDING **9/30/2025** MM/DO/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC TYPE OF REGISTRANT (check all applicable boxes): l!J Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) 1350 Avenue of the Americas, 33rd FL **(No.** and Street) New York NY 10019 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Dmitriy Rutitskiy 212-751-4422 drutitskiy@dfppartners.com (Name) {Area Code - Telephone Number) (Email Address) **8. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Crowe LLP (Name - if individual, state last, first, and middle name) 485 Lexington Avenue New York NY 10027 (Address) (City) (State) (Zip Code) 09/24/2003 173 (Date of Reaistration with PCAOB)(if applicable) (PCAOB RE!Qistration Number, if applicable) **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in t his form are not required to respond unless the form displays II currently valid 0MB control number. {2}------------------------------------------------ #### OATH **OR AFFIRMATION** I, j;t~4'V *f'\/J,,Ui3/j* **swear (or affirm) that, to the best of** my **knowledge** and **belief,** the financial report **pertaining to the firm of** Howden Tiger Capital Markets & Advisory, LLC as of S' f.f Ji;IJ'\ OB it.. JO . *2~* is true **and correct.** I further *…Read the full text as markdown