Full text of HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC's X-17A-5 filed 2024-12-20 (period 2024-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **HOWDEN TIGER CAPITAL MARKETS** & **ADVISORY, LLC** Financial Statement September 30, 2024 and Report of Independent registered Public Accounting Firm {1}------------------------------------------------ **UNITED STATES** 0MB Number: 3235-0123 **SECURITIESAND EXCHANGE COMMISSION Waltlington, D.C. 20549** | | 0MB APPROVAL | | |--|--------------------------|-----------------------------| | | | | | | | Expires: November 30, 2026 | | | Estimated average burden | | | | | hours oer resoonse . 12.00 | | | | SEC FILE NUMBER | | | | | ## **ANNUAL AUDITED REPORT FORM X-17 A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8 - 69523 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act** *d* **1934** REPORT FOR THE PERIOD BEGINNING \_\_\_\_ **01/01/2024** .......;..\_\_,;,\_\_\_\_\_\_ AND ENDING \_ \_\_\_ **9/30/2024** ...;\_\_.....;.... \_\_\_\_ \_ MM/DD/YYYY MM/DD/YYYY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: **HOWDEN TIGER CAPITAL MARKETS** & **ADVISORY, LLC** TYPE OF REGISTRANT (cre:k all ""plica:>le boxes): X Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here ifrespondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) **New York** (City) **1350 Avenue of the Americas, 33rd FL** (No. aid Slrll!'i) **NY** {Sl!ie) PERSON TO CONTACT WITH REGARD TO THIS FILING **10019** (Zip Code) **Dmitriy Rutitskiy 212-751-4422 drutitskiy@dfppartners.com** (Ncme) (Area Code-Telephone No.) {Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports a-econtained in this filing\* **Crowe LLP** 485 Lexington **Avenue** {Address) **09/24/2003** (Nane- if individual, stae Im, first, end middle nane) **New York** {City) **NY** {Sllie) **173 10017** (Zip Code) {Dateof Regislretionwith PCAOB){if ,wllcable) {PCAOB Registretion Numbe', if cWticable) **FOR OFFICIAL USE ONLY** \*Claims for exerrption from the requirement that the annual reports be coveroo by the rff)orts of an i nc/epel'ld€1'1t public accountant must be supportoo by a statement off acts and d rcumstances rei ioo on as the bass of the exurption. .9le 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valld OMS control number.*…Read the full text as markdown