Full text of HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC's X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **HOWDEN TIGER CAPITAL MARKETS** & **ADVISORY, LLC** # **FORMERLY KNOWN AS** # **TIGERRISK CAPITAL STRATEGIES LLC** Financial Statement December 31 , 2023 and Report of Independent registered Public Accounting Firm {1}------------------------------------------------ **UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, O.C 20549** | | 0MB APPROVAL | | |-------------|------------------------------|-----------| | 0MB Number: | | 3235-0123 | | | Expires: November 30, 2026 | | | | Estimated average burden | | | | hours per response ___ 12,00 | | | | SEC FILE NUMBER | | | | | | **8-69523** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-l2, and J8a-7 under the Securities Exchange Act of 1934** | REPORT FOR nm PERIOD BEGINNING | | AND ENDING | -------------<br>12/31/2023 | |----------------------------------------------------------------------------|-----------------------------------------------------------|----------------------------|------------------------------------------| | | _____ 01/01/2023<br>,_;._______<br>MM!DDIYYYY | | MM/DD/YYYY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF F!RlV!: | HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | X Broker-dealer<br>□ Security-based swap dealer | □ Ivlajor security-based swap participant | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. flux No,) | | | | | | 1350 Avenue of the Americas, 33rd FL | | | | | (No and Street) | | | | New York | NY | | 10019 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO Tl!IS FILING | | | | | Dmltriy Rutltskiy | 212-751-4422 | drutitskiy@dfppartners.com | | | (Name) | ( Area Code •- Telephone No_) | ( Email Address) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing* | | | | | | Crowe LLP | | | | | I Name if individual, state la5t. first, and middle name) | | | | 485 Le><ington Avenue | New York | NY | 10017 | | (Address} | (City) | (State) | (ZipCo4e) | | 09/24/2003 | | | 173 | | (Date ofRegistration with PCAOB)(ifapplicablc) | | | (PCAOB Registration Number, ifapplicabk) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption fiwn the requirement that the annual reports he covered by th…Read the full text as markdown