Full text of AMBIT AMERICA INC.'s X-17A-5 filed 2021-06-14 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURJTIESANDEXCHANGECOMMISSJON Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31 , 2023 Estimated average burden hours per response .. .. . . 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** | SEC FILE NUMBER | |-----------------| | 8-69728 | **FACING PACE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder** | REPORT roR TH<br>E PERIOD BEGLNNING | 04/01/2020 | AND ENDING 03/31/2021 | ----<br>----- | | |--------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------|-----------------------|---------------------------------|--| | | MM/DD/YY | - | -<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAM E OF BROKER-DEALER: Ambit America Inc. | | | OFFICIAL USE ONLY | | | Or PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No<br>ADORE<br>.) | | | FIRM I.D. NO. | | | 370 Lexington Ave., Suite 803 | | | | | | | (No. and Street) | | | | | New York | N.Y. | | 10017 | | | (Ci ty) | (S iate) | | (Zip Code) | | | NAM E AND T ELEPHONE NUMBER or PERSON TO CONTACT IN REGARD TO THIS REPORT<br>J. Clarke Gray | | | 917-238-1263 | | | | | | (A rea Code - Telephone Number) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPEND ENT PUBLI C ACCOUNTANT whose opinion is contained in this Report*<br>Raich Ende Malter & Co. LLP | (Name - if individual, state last.first, middle name) | | | | | 1375 Broadway | New York | N.Y. | 10018 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK O E: | | | | | | ce rtifi d Public Accountant<br>Public Accountant<br>E]<br>Accountant not resident in United States or any or its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims/or exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. l 7a-5(e)(2)* > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. PUBLIC SEC 1410 (11 -05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, J. Clar…Read the full text as markdown