Full text of AMBIT AMERICA INC.'s X-17A-5 filed 2023-06-08 (period 2023-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDST A TES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** PUBLIC # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder** | REPORT FOR THE PERIOD BEGINNING ________ A pr __ il;1~,=-20=2=2 ____ | MM/DD/YY | .AND ENDING | __<br>__<br>_<br>,::.;M-=arc==h:.=3""""'1,a::;:2 __ 02=3---<br>MM/DD/VY | | |-------------------------------------------------------------------------------------------|------------------------------|-------------|-------------------------------------------------------------------------|--| | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | AMBIT AMERICA INC. | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | | 485 Madison A venue, | | | | | | | (No. and Street) | | | | | New York | NY | | 10017 | | | (City) | (State) | | (Zip Code) | | | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>J. Clarke Gray | | | (917) 238-1263 | | | | | | (Area Code - Telephone Number) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | KNAVP.A.<br>(Name - if individual, state last, first, middle name) | | | | | | | | | | | | 1177 Ave .of the Americas | New York | NY | 10036 | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | | CHECK ONE: I<br>till Certified Public Accountant | | | | | | Public Accountant | | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *•ct aims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240./7a-5(e)(2)* **Potential persons who are to respond to the collection of information contained in this form are not required to** SEC 1410 (OS-02 ) **respond unless the form displays a currently valid 0MB control number.** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Od 31, 2023 Estimated average burden hours oer resoonse ......... 12.00 SEC FILE NUMBER **8-69555** {1}-------------------------------------…Read the full text as markdown