Full text of AMBIT AMERICA INC.'s X-17A-5 filed 2024-06-03 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. **20549** **ANNUAL REPORTS** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-69555 | | | | FACING PAGE | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------------------------------|--------------------------------------------|--| | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING April 1, 2023 | MM/DD/VY | | AND ENDING March 31, 2024<br>MM/DD/YY | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | Ambit America Inc.<br>NAME oF FIRM: | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>□ Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 485 Madison Avenue | | | | | | | (No. and Street} | | | | | New York, | N.Y. | | 10017 | | | (City) | (State} | | (Zip Code} | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | J. Clarke Gray | 917-238-1263 | clarke@taylorgrayllc.com | | | | (Name} | (Area Code - Telephone Number} | | (Email Address} | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KNAVCPALLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 1177 Ave of the Americas, 5th Floor | New York | N.Y. | 10168 | | | (Address) | (City} | (State) | (Zip Code) | | | 10/07/08 | | 2938 | | | | (rte of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the co…Read the full text as markdown