Full text of AMBIT AMERICA INC.'s X-17A-5 filed 2022-06-07 (period 2022-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | UNITED STATES | | | | | |------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------|---------------------------------|--------------------------|----------------------------------------------------------------------------------|--| | | SECURmES AND EXCHANGE COMMISSION | | | | 0MB Number. 3235-0123 | | | PUBLIC | | Washington, D.C. 20549 | | | Expires: Oct. 31, 2023<br>Estimated average burden<br>houl's per response:<br>12 | | | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 8-69728 | | | | | | PART Ill | | | | | | | | | | | | | | Information Required Pursuant to Rules 17a-s, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | | | FILING FOR THE PERIOD BEGINNING | ____ 0<br>_4_ | 1 __<br>10_1_<br>12_ | AND ENDING | | __ 03<br>___<br>1<br>122<br>13<br>_<br>_<br>_<br>_<br>MM/00/YY | | | | MM/00/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | | NAME OF FIRM: Ambit America Inc | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | DBroker-dealer | □ Security-based swap dealer | | | | □ Major security-based swap participant | | | D Check here if respondent Is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | ____ 370 Lexington Ave, Suite 803 | | | | | | | | | | (No. and Street) | | | | | | New York City | New York | | 10017 | | | | | (City) | | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | J. Clarke Gray | 917-238-1263 | | | Clarke@taylorgrayllc.com | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ralch, Ende, Malter & Co.,LLP | | | | | | | | | (Name - If individual, state last, first, and middle name) | | | | | | | 1375 Broadway | New York City | | New York | | 10018 | | | (Address) | (Caty) | | (State) | | (Zip Code) | | | | | | | 50 | | | | 6/23/2004 | | | | | | | | tration with PCAOB (if a | licable) | | PCAOB Registration Number, if a | | | | | (Date of Re | | FOR OFFICAL USE ONLY | | | Ucable) | | **0MB APPROVAL** Persons whQ are to respond to the coffectfon of fnformatfon…Read the full text as markdown