Full text of THRIVENT DISTRIBUTORS, LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## STATEMENT OF FINANCIAL CONDITION Thrivent Distributors, LLC SEC File Number: 8-69606 For the Year Ended December 31, 2020 With Report of Independent Registered Public Accounting Firm # **thrivent®** {1}------------------------------------------------ **L1'1TEDSTATES SECURITIESAND EXCHA 'lGEC0.\1Ml5SION Washington, D.C. 20549** 0 MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. .... 12 .00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-69606 | | **FACl:"iC PAGE** Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and l{ule I 7a-5 Thereunder | REPORT FOR TIIE PERIOD BEGI!\J\:ING 01/01/2020<br>AND ENDING 12/31/2020 | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------|----------------------------------|--| | | MMIDD YY | | l\!M/DD1YY | | | | A. REGISTRANT IDE:\TIFICATJON | | | | | NA\1E Of BROKER-DE/\LJ:.R: Thrivent Distributors, LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: ( Do not use P.O. Aux :-.lo. I<br>901 Marquette Avenue, Suite 2500 | | | FIRM 1.0. NO. | | | | (:slo. and S1ree1) | | | | | Min~~apolis | MN | | 55402-3211 | | | (City) | (State) | | (Zip Colle) | | | NAME AND TELEPHOl'\E !\UMBER Of PERSOJ\ TO CONTACT IN REGARD TO THIS REPORT<br>Jeffrey D. Cloutier | | | 612-844-6401 | | | | | | Tclcphooc 'sumhcr)<br>(Arca Code | | | | B. ACCOlJNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOU~TANT whose opinion is contained in 1h1s Report* | | | | | | PricewaterhouseCoopers, LLP | | | | | | | (Name - if indiv,dunl. stare last, first. middle name) | | | | | 45 South 7th St, Suite 3400 | Minneapolis | MN | 55402 | | | (Add re~~) | (City) | (State) | (Zip Code) | | | C HECK O~E: | | | | | | I<br>I<br>II'<br>Certified Public Accountant<br>DPublic Accouniant<br>A,a:ountant not resident in United States or any of its possessions.<br>D | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemprionfrom !he requirement* 1/u111he *tmmwl report be cu1•erc!d by the opinion oftm independent puhli,.: accountant must he supported by a statement ojfacts and circumstances relied on as the basis.for the exemption. S…Read the full text as markdown