Full text of THRIVENT DISTRIBUTORS, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION Thrivent Distributors, LLC SEC File Number: 8-69606 As of December 31, 2021 With Report of Independent Registered Public Accounting Firm # thrivent® {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-69606 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01/01/21 | ---------<br>MM/DD /YY | ----------<br>AND ENDING 12/31/21<br>MM/DD/VY | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------------|----------------------------------------------|--| | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Thrivent Distributors, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>□ Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 901 Marquette Avenue, Suite 2500 | | | | | | | (No. and Street) | | | | | Minneapolis | MN | | 55402-3211 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Jeffrey D. Cloutier | 612-844-6401 | | jeff. cloutier@th riventfu nds. com | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | PricewaterhouseCoopers, LLP | (Name - if individual, state last, first, and middle name) | | | | | 45 South 7th St., Suite 3400 | Minneapolis | MN | 55402 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | 238 | | | | | rte<br>of Reg;,t,aUoa wOh PCAOB)l;f appl;cable) | | | (PCAOB Reg;,tra,;o, N,mbe,, ;f appl;cable) I | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | | | accountant must be…Read the full text as markdown