Full text of THRIVENT DISTRIBUTORS, LLC's X-17A-5 filed 2024-02-27 (period 2023-01-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## STATEMENT OF FINANCIAL CONDITION Thrivent Distributors, LLC SEC File Number: 8-69606 As of December 31, 2023 With Report of Independent Registered Public Accounting Firm  {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING O 1/01 /23 | | AND ENDING 12/31 /23 | |--------------------------------------------|--|----------------------| | | | | MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Thrivent Distributors, LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 901 Marquette Avenue, Suite 2500 | | (No. and Street) | | | | |----------------------------------------------|---------------------------------------------------------------------------|-----------------|---------------------------------|--| | Minneapolis | MN | | 55402-3211 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Jeffrey D. Cloutier | 612-844-6401 | | jeff.cloutier@thriventfunds.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | PricewaterhouseCoopers, LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | 45 South 7th St., Suite 3400 | (Name - if individual, state last, first, and middle name) | | | | | (Address) | Minneapolis<br>(City) | MN<br>(State) | 55402<br>(Zip Code) | | | 10/20/2003 | | 238 | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours p…Read the full text as markdown