Full text of THRIVENT DISTRIBUTORS, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## STATEMENT OF FINANCIAL CONDITION Thrivent Distributors, LLC SEC File Number: 8-69606 As of December 31, 2022 With Report of Independent Registered Public Accounting Firm # **thriven** ® {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response:<br>12 | | | | | | SEC FILE NUMBER | | |-----------------|--| | 8-69606 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01/01/22 | --------- | | AND ENDING 12/31/22 | ---------- | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------|--|---------------------|-----------------------------------------------|--| | | MM/DD /YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | : Thrivent Distributors, LLC<br>NAME OF FIRM | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Major security-based swap participant<br>~ Broker-dealer<br>□ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 901 Marquette Avenue, Suite 2500 | | | | | | | | (No. and Street) | | | | | | Minneapolis | MN | | | 55402-3211 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Jeffrey D. Cloutier | 612-844-6401 | | | jeff .cloutier@thriventfunds.com | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | PricewaterhouseCoopers, LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 45 South 7th St., Suite 3400 | Minneapolis | | MN | 55402 | | | (Address) | (City) | | (State) | (Zip Code) | | | 10/20/2003 | | | 238 | | | | l"<br>of Reglmatio, with PCAOB )(If applkable) | | | | (PCAOB Regl,tr.,tio, N"mbec, If applicable) I | | | | FOR…Read the full text as markdown