Full text of UNLU SECURITIES INC.'s X-17A-5 filed 2021-02-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Unlu Securities Inc.** (A Wholly-Owned Subsidiary of UNLU MENKUL DEGERLER A.S.) Statement of Financial Condition December 31, 2020 {1}------------------------------------------------ #### UNITED STATES SECURJTJESAND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 8- SEC FILE NUMBER # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** FACI NG PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | /01<br>/20<br>01 | AND ENDING | 12/31<br>/20<br>~~~~~~~~~~~ | | |-----------------------------------------------------------------------------------|------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | MM/DDfYY | | MM/DDfYY | | | | | | | | NAME OF BROKER-DEALER: Unlu Securities Inc | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>250 Park Ave | | FIRM l.D. NO. | | | | | | | | | | 10177 | | | (State) | | (Zip Code) | | | | | 212-751-4422 | | | | | (Area Code - Telephone<br>umber) | | | | | | | | | | | | | | | | | | | | | | | New York | NY | 10020 | | | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (No. and Street) | ~~~~~~~~~~~<br>A. REGISTRANT IDENTIFICATION<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>DEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name - if individual, stQ/e last. first. middle name)<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. I 7a-5(e)(2)* > Potential persons who are to respond to the collection of information contained in this form are not requir…Read the full text as markdown