Full text of UNLU SECURITIES INC.'s X-17A-5 filed 2023-02-21 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Unlu Securities Inc.** **(A Wholly-Owned Subsidiary of ÜNLÜ MENKUL DEGERLER A.S.)** **Statement of Financial Condition** **Year Ended December 31, 2022** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | | | | |---------------------------|-----------|-----------------|--|--| | OMB Number: | | 3235-0123 | | | | Expires: October 31, 2023 | | | | | | Estimated average burden | | | | | | hours per response 12.00 | | | | | | | | SEC FILE NUMBER | | | | | 8 - 69627 | | | | | | | | | | #### ANNUAL AUDITED REPORT FORM X-17A-5 PART III | FACING PAGE | | |-----------------------------------------------------------------------------------------------------------|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | REPORT FOR THE PERIOD BEGINNING 01/01/2022 AND ENDING 12/31/2022 MM/DD/YYYYY MM/DD/YYYYY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Unlu Securities Inc TYPE OF REGISTRANT (check all applicable boxes): X Broker-dealer C Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 250 Park Ave (No. and Street) New York NY 10177 (State) (City) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING David Portnoff 212-751-4422 dportnoff@dfppartners.com (Name) (Area Code -- Telephone No.) (Email Address) #### B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* | Mazars USA LLP<br>(Name - if individual, state last, first, and middle name) | | | | | | |------------------------------------------------------------------------------|--------|--------------------------------------------|------------|--|--| | | | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/20/2003 | | ਤੇਤਰੇ | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | #### FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currentl…Read the full text as markdown