Full text of UNLU SECURITIES INC.'s X-17A-5 filed 2025-02-25 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Unlu Securities Inc.** **(A Wholly-Owned Subsidiary of ÜNLÜ MENKUL DEGERLER A.S.)** **Annual Audited Report Form X-17a-5, Part III Year Ended December 31, 2024 Confidential Treatment Requested Per Rule 17a-5(e)(3)** **This report is deemed CONFIDENTIAL in accordance with rule 17a-5(e)(3) under the Securities Exchange Act of 1934. A statement of financial condition, bound separately, has been filed with the Securities and Exchange Commission simultaneously herewith as a Public Document.** {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: ϯϮϯϱͲϬϭϮϯ Expires: EŽǀ͘ϯϬ͕ϮϬϮϲ Estimated average burden hours per response: # **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER 8-71144 | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------|---------------------------------------|--------------------------------------------|--| | | 01/01/2024<br>FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | | 12/31/2024 | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | Unlu | Securities<br>Inc<br>NAME OF FIRM: _______________________________________________________________________ | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>܆<br>܆<br>Broker-dealer<br>■<br>܆ Check here if respondent is also an OTC derivatives dealer | ܆<br>Security-based swap dealer | Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 250<br>Park<br>Ave | _____________________________________________________________________________________ | | | | | | (No. and Street) | | | | | New<br>York | NY<br>_____________________________________________________________________________________ | | 10077 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Pascal<br>Roche | 2127514422<br>_____________________________________________________________________________________ | | Dportnoff@dfppartners.com | | | (Name) | (Area Code – Telephone Number)…Read the full text as markdown