Full text of UNLU SECURITIES INC.'s X-17A-5 filed 2022-02-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Unlu Securities Inc. (A Wholly-Owned Subsidiary of UNLU MENKUL DEGERLER A.S.) Statement of Financial Condition Year Ended December 31, 2021 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | | | | |-----------------------------|----|-----------------|--|--| | 0MB Number: | | 3235-0123 | | | | Expires: October 31, 2023 | | | | | | Estimated average burden | | | | | | hours per response . 12.00 | | | | | | | | SEC FILE NUMBER | | | | | 8- | 69627 | | | #### **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill | FACING PAGE | | |-------------|--| | | | **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** REPORT FOR THE PERIOD BEGINNING \_\_\_\_\_ 01/01/2021 AND ENDING 12/31/2021 ....;..\_;,\_\_\_\_\_\_\_ \_ \_\_\_\_ ..;.... \_\_\_\_\_\_\_\_ \_ MM/DD/YYYY MM/DD/YYYY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: **Unlu Securities Inc** TYPE OF REGISTRANT (check all applicable boxes): X Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) **250 Park Ave** (No, and Street) **New York NY** (City) PERSON TO CONTACT WITH REGARD TO THIS FILING **10177** (Zip Code) **David Portnoff 212-751-4422 dportnoff@dfppartners.com** {Name) {Area Code --Telephone No.) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing\* **Mazars USA LLP** 135 West 50th Street (Address) 10/20/2003 {Name-if individual, state las~ first. and middle name) New York (City) NY (State) 339 10020 (Zip Code) (Date of Registration with PCAOB)(ifapplicable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** *•ct aims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii),* if *applicable.* **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OAffl OR AFFIRMATION** | I, | David Portnoff | | ,…Read the full text as markdown