HAITONG SECURITIES USA LLC X-17A-5 (2017-03-01) — Broker-dealer annual report

Full text of HAITONG SECURITIES USA LLC's X-17A-5 filed 2017-03-01 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: HAITONG SECURITIES USA LLC
• Form: X-17A-5
• Filed: 2017-03-01
• Period: 2016-12-31
• Accession: 0001656347-17-000003
• CIK: 1656347
• File #: 8-69694
• Material weakness: No
• Auditor: WithumSmithBrown
• Auditor location: Morristown, NJ
• Contact: Anthony Todaro
• Phone: 2123516014
• Signed by: Anthony Todaro (CFO)

Document text (excerpt)

X-17A-5 0001656347 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N HAITONG SECURITIES USA LLC 340 MADISON AVENUE, 12TH FLOOR NEW YORK NY 10173 Anthony Todaro 2123516014 WithumSmithBrown 465 South Street Suite 200 Morristown NJ 07960 Certified Public Accountant Anthony Todaro HAITONG SECURITIES USA LLC 12-31-2016 Anthony Todaro CFO Y

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Other filings by this registrant

• X-17A-5 — 2022-03-29
• X-17A-5 — 2021-03-01
• X-17A-5 — 2020-02-28
• X-17A-5 — 2019-03-15
• X-17A-5/A — 2018-03-05
• X-17A-5 — 2018-02-28

Original filing on SEC EDGAR (source of record)