HAITONG SECURITIES USA LLC X-17A-5 (2019-03-15) — Broker-dealer annual report

Full text of HAITONG SECURITIES USA LLC's X-17A-5 filed 2019-03-15 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: HAITONG SECURITIES USA LLC
• Form: X-17A-5
• Filed: 2019-03-15
• Period: 2018-12-31
• Accession: 0001656347-19-000004
• CIK: 1656347
• File #: 8-69694
• Material weakness: No
• Auditor: WithumSmithBrown
• Auditor location: New York, NY
• Contact: Sean Forbes
• Phone: (212) 351-6012
• Signed by: Sean Forbes (CFO)

Document text (excerpt)

X-17A-5 0001656347 XXXXXXXX LIVE true false false 01-01-2018 12-31-2018 Broker-dealer N HAITONG SECURITIES USA LLC 340 MADISON AVENUE, 12TH FLOOR NEW YORK NY 10173 Sean Forbes (212) 351-6012 WithumSmithBrown 1411 Broadway, 9th Floor New York NY 10018 Certified Public Accountant Sean Forbes HAITONG SECURITIES USA LLC 12-31-2018 Sean Forbes CFO Y

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Other filings by this registrant

• X-17A-5 — 2022-03-29
• X-17A-5 — 2021-03-01
• X-17A-5 — 2020-02-28
• X-17A-5/A — 2018-03-05
• X-17A-5 — 2018-02-28
• X-17A-5 — 2017-03-01

Original filing on SEC EDGAR (source of record)