HAITONG SECURITIES USA LLC X-17A-5 (2020-02-28) — Broker-dealer annual report

Full text of HAITONG SECURITIES USA LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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X-17A-5 0001656347 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N HAITONG SECURITIES USA LLC 340 MADISON AVENUE, 12TH FLOOR NEW YORK NY 10173 Sean Forbes 212-351-6012 Marks Paneth LLP 685 Third Avenue New York NY 10017 Certified Public Accountant Sean Forbes HAITONG SECURITIES USA LLC 12-31-2019 None Sean Forbes CFO Y

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