Full text of ARKADIOS CAPITAL, LLC's X-17A-5 filed 2023-03-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL REPORTS<br>FORM X-17A-5<br>PART Ill<br>+<br>FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING 01/01/22<br>AND ENDING 12/31 /22<br>MM/DD/YY<br>A. REGISTRANT IDENTIFICATION<br>NAis or Rs~. Arkadios Capital<br>TYPE OF REGISTRANT (check all applicable boxes):<br>□<br>□<br>[E Broker-dealer<br>Security-based swap dealer<br>Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>309 East Paces Ferry Road Suite 1000<br>(No. and Street)<br>Atlanta<br>GA<br>(City)<br>(State)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Natalie Miller<br>404-480-4629<br>nmiller@arkadios.com<br>(Name)<br>(Area Code - Telephone Number)<br>(Email Address)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>David Lundgren and Company<br>(Name - if individual, state last, first, and middle name) | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|------|----------------------------------------------------------------------------------------------------------|---…Read the full text as markdown