Full text of ARKADIOS CAPITAL, LLC's X-17A-5 filed 2025-03-31 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5** # **PART Ill** SEC FILE NUMBER **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2024** AND ENDING **12/31/2024** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Arkadios Capital TYPE OF REGISTRANT (check all applicable boxes): [l Broker-dealer [ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 2827 Peachtree Road NE Suite 210 | | (No. and Street) | | | |----------------------------------------------|---------------------------------|----------------------|--| | Atlanta | GA | 30305 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Natalie Miller | 404-480-4629 | nmiller@arkadios.com | | | (Name) | (Area Code -- Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing # David Lundgren and Company | 505 North Mur-Len Road | (Name -- if individual, state last, first, and middle name)<br>Olathe | KS | 66062 | |------------------------------------------------|-----------------------------------------------------------------------|---------|----------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | 1/5/2015 | | 6075 | | | | | | (PCAOB Registration Number, if applicable) I | | rte of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | | | | | | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | 1, Natalie Miller | | swear (or affirm} that, to…Read the full text as markdown