Full text of ARKADIOS CAPITAL, LLC's X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 #### **ANNUAL REPORTS FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING O **1/01/2025** MM/DD/YY AND ENDING 12/31/2025 MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM+. Arkadios Capital TYPE OF REGISTRANT (check all applicable boxes): [ Broker-dealer [l Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant **ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)** 2827 Peachtree Road NE Suite 510 Atlanta (No. and Street) Georgia 30305 (City) PERSON TO CONTACT WITH REGARD TO THIS FILING (State) (Zip Code) Natalie Miller (Name) 706-429-2199 (Area Code- Telephone Number) **B. ACCOUNTANT IDENTIFICATION** nmiller@arkadios.com (Email Address) **INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing** David Lundgren and Company (Name -if individual, state last, first, and middle name) 505 North Mur-Len Road Olathe Kansas 66062 (Address) 1/5/2015 (City) (State) 6075 (Zip Code) (Date of Registration with PCAOB)(if applicable) **FOR OFFICIAL USE ONLY** (PCAOB Registration Number, if applicable) Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(i), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, Natalie Miller | swear (or affirm) that, to the best of my knowledge and belief, the | | |-------------------------------------------------------------|-------------------------------------------------------------------------------------------|--| | financial report pertaining to the firm of Arkadios Capital | as of | | | 12/31 | 296°,is true and correct.<br>I further swear (or affirm) that neither the company nor any | | partner, officer, director, or equivalent person, as…Read the full text as markdown