Full text of ARKADIOS CAPITAL, LLC's X-17A-5 filed 2024-03-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | PP OVA | |----------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response:<br>12 | | | ANNUAL REPORTS | | | | FORM X-17A-5 | SEC FILE NUMBER | | | PART Ill | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | FILING FOR THE PERIOD BEGINNING 0 1/01 /23 | | AND ENDING 12/31 /23 | | | MM/0D/YY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME or FR,. Arkadios Capital | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>309 East Paces Ferry Road Suite 1000 | | | | (No. and Street) | | | Atlanta | GA | 30305 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Natalie Miller | 404-480-4629 | nmiller@arkadios.com | | (Name) | (Area Code -- Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing | | | | | | | David Lundgren and Company | (Name -- if individual, state last, first, and middle name) | | | | | | | | KS | 66062 | |--------|---------|--------------------------------------------------------------------------| | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | Olathe | 6075<br>IPCAClB "'""'"""" N,mb,c, ;f """""'' I<br>FOR OFFICIAL USE ONL V | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | I, David Mihcan<br>swear (or affirm) that, to the best of my knowledge and belief, the | | | | |-----|---------------------------------------------------------…Read the full text as markdown