Full text of WOBD, LLC's X-17A-5 filed 2020-02-21 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # WOBD, LLC # FINANCIAL STATEMENTS DECEMBER 31, 2019 and 2018 {1}------------------------------------------------ ## WOBD, LLC ## DECEMBER 31, 2019 and 2018 ## TABLE OF CONTENTS | SEC Form X-17A-5, Part III 2 | |------------------------------------------------------------------------------------------------------------------------------------------------------------------| | OATH OR AFFIRMATION 3 | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 4 | | STATEMENTS OF FINANCIAL CONDITION<br>December 31, 2019 and 2018 5 | | STATEMENTS OF OPERATIONS<br>Years ended December 31, 2019 and 2018 6 | | STATEMENTS OF CHANGES IN MEMBER'S EQUITY<br>Years ended December 31, 2019 and 2018 7 | | STATEMENTS OF CASH FLOWS<br>Years ended December 31, 2019 and 2018 8 | | NOTES TO THE FINANCIAL STATEMENTS 9 - 11 | | SUPPLEMENTAL SCHEDULES:<br>Schedule 1 - Computation of Net Capital Under Rule 15c3-1<br>of the Securities and Exchange Commission 12 | | Schedule 2 - Computation for Determination of Customer Account Reserve of Brokers<br>and Dealers Under Rule 15c3-3 of the Securities and Exchange Commission 13 | | Schedule 3 - Computation for Determination of PAB Account Reserve of Brokers<br>and Dealers Under Rule 15c3-3 of the Securities and Exchange Commission 14 | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING<br>FIRM ON REVIEW OF MANAGEMENTS EXEMPTION REPORT<br>PURSUANT TO RULE 15c3-3 15 | {2}------------------------------------------------ UNITEDSTATES SECURITIES ANDEXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response .. . . . . . 12.00 ## ANNUAL AUDITED REPORT FORM X-17A-5 PART III | SEC FILE NUMBER | |-----------------| | 8-69852 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the | HER PA LE LA VERELL MITE REMAIL & ME UNERAL CO LANDER & LE LE S | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | | |---------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|------------|--------------------------------|------------|--| | REPORT FOR THE PERIOD BEGINNING 01/01/2019 | | AND ENDING | 12/31/2019 | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: WOBD, LLC | | | OFFICIAL USE O…Read the full text as markdown