Full text of WOBD, LLC's X-17A-5 filed 2021-02-19 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # WOBD, LLC # FINANCIAL STATEMENTS DECEMBER 31, 2020 and 2019 {1}------------------------------------------------ # WOBD, LLC ## DECEMBER 31, 2020 and 2019 # TABLE OF CONTENTS | SEC Form X-17A-5, Part III 2 | |---------------------------------------------------------------------------------------------------------------------------------------| | OATH OR AFFIRMATION 3 | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 4 | | STATEMENTS OF FINANCIAL CONDITION<br>December 31, 2020 and 2019 5 | | STATEMENTS OF OPERATIONS<br>Years ended December 31, 2020 and 2019 6 | | STATEMENTS OF CHANGES IN MEMBER'S EQUITY<br>Years ended December 31, 2020 and 2019 7 | | STATEMENTS OF CASH FLOWS<br>Years ended December 31, 2020 and 2019 8 | | NOTES TO THE FINANCIAL STATEMENTS 9 - 11 | | SUPPLEMENTAL SCHEDULES:<br>Schedule 1 - Computation of Net Capital Under Rule 15c3-1<br>of the Securities and Exchange Commission 12 | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING<br>FIRM ON REVIEW OF MANAGEMENTS EXEMPTION REPORT<br>PURSUANT TO RULE 15c3-3 13 | | MANAGEMENTS EXEMPTION REPORT 14 | {2}------------------------------------------------ **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | | | |----------------------------|------------------|--|--| | 0MB Number: | 3235-0123 | | | | Expires: | October 31, 2023 | | | | Estimated average burden | | | | | hours per response i 2.00 | | | | # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | 8- | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 01/01/2020 | AND ENDING | 12/31/2020 | |--------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|--------------------------------| | | -----------<br>MM/DD/YY | | -----------<br>MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | WOBD,<br>NAME OF BROKER-DEALER: | LLC | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>5150<br>E.<br>DUBLIN<br>GRANVILLE<br>RD | - SUITE<br>ONE | | FIRM I.D. NO. | | | (No. and Street) | | | | WESTERVILLE | OH | | 43081 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CO…Read the full text as markdown