Full text of WOBD, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # WOBD, LLC # FINANCIAL STATEMENTS DECEMBER 31, 2022 and 2021 {1}------------------------------------------------ # WOBD, LLC ### DECEMBER 31, 2022 and 2021 # TABLE OF CONTENTS | SEC Form X-17A-5, Part Ill 2 | |------------------------------------------------------------------------------------------------------------------------------------------| | OATH OR AFFIRMATION 3 | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 4 | | STATEMENTS OF FINANCIAL CONDITION<br>December 31, 2022 and 2021 5 | | STATEMENTS OF OPERATIONS<br>Years ended December 31, 2022 and 2021 6 | | STATEMENTS OF CHANGES IN MEMBER'S EQUITY<br>Years ended December 31 , 2022 and 2021 7 | | STATEMENTS OF CASH FLOWS<br>Years ended December 31, 2022 and 2021 8 | | NOTES TO THE FINANCIAL STATEMENTS 9 -<br>11 | | SUPPLEMENTAL SCHEDULES:<br>Schedule 1 -<br>Computation of Net Capital Under Rule 15c3-1<br>of the Securities and Exchange Commission 12 | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING<br>FIRM ON REVIEW OF MANAGEMENTS EXEMPTION REPORT<br>PURSUANT TO RULE 15c3-3 13 | | MANAGEMENT'S EXEMPTION REPORT 14 | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | | | | | |--------------------------|--|--|--|--| | 0MB Number: 3235-0123 | | | | | | Expires: Oct. 31, 2023 | | | | | | Estimated average burden | | | | | | hours per response: 12 | | | | | SEC FILE NUMBER | Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-------------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING __ 0_1'--/0_1-'-/2_0_2_2 ___ AND ENDING __ -=12/=--=3-=-1/-=2'""'"'02=2=---- | | | | | | | MM/DD/YY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: ___ W_O_B_D__LL_C _____________________ _ | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[x] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL…Read the full text as markdown