Full text of WOBD, LLC's X-17A-5 filed 2022-02-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # WOBD, LLC # FINANCIAL STATEMENTS DECEMBER 31, 2021 and 2020 {1}------------------------------------------------ # WOBD, LLC ## DECEMBER 31, 2021 and 2020 # TABLE OF CONTENTS | SEC Form X-17A-5, Part III 2 | | |---------------------------------------------------------------------------------------------------------------------------------------|--| | OATH OR AFFIRMATION 3 | | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 4 | | | STATEMENTS OF FINANCIAL CONDITION<br>December 31, 2021 and 2020 5 | | | STATEMENTS OF OPERATIONS<br>Years ended December 31, 2021 and 2020 6 | | | STATEMENTS OF CHANGES IN MEMBER'S EQUITY<br>Years ended December 31, 2021 and 2020 7 | | | STATEMENTS OF CASH FLOWS<br>Years ended December 31, 2021 and 2020 8 | | | NOTES TO THE FINANCIAL STATEMENTS 9 - 11 | | | SUPPLEMENTAL SCHEDULES:<br>Schedule 1 - Computation of Net Capital Under Rule 15c3-1<br>of the Securities and Exchange Commission 12 | | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING<br>FIRM ON REVIEW OF MANAGEMENTS EXEMPTION REPORT<br>PURSUANT TO RULE 15c3-3 13 | | | MANAGEMENT'S EXEMPTION REPORT 14 | | {2}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | | | SEC FILE NUMBER | | |--|--|-----------------|--| FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/2021 | AND ENDING | 12/31/2021 | |------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------------------------------------------------------------|--------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | WOBD, LLC<br>NAME OF FIRM: | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>XI Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | _ Security-based swap dealer __ _ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 5150 E. DUBLIN GRANVILLE RD - SUITE ONE | | | | | | (No. and Street…Read the full text as markdown