Full text of POLARIS PRIVATE PLACEMENTS, LLC's X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: I 2 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER **8 - 69922** #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities-Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING ____ 0_1�/0_1�/_2<br>MM/DD/VY | | | _1 __ AND ENDING ___ ;1=2::/=-3=1/c:2=1'---_ | |---------------------------------------------------------------|--------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | MM/DD/VY | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Polaris Private Placements, LLC | | | | | | | | | | □ Security-based swap dealer | | | | | | | | | | | | | | | | | | | | SC | | | 29464 | | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | Atlanta | | | 30339 | | (City) | | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>{404) 536-6984 | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>(No. and Street)<br>(Area Code -Telephone Number)<br>B. ACCOUNTANT IDENTIFICATION<br>FOR OFFICIAL USE ON L V | □ Major security-based swap participant<br>□ Check here if respondent is also an OTC derivatives dealer<br>adiamos@bdcaonline.com<br>(Email Address)<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name)<br>Georgia<br>3514<br>(PCAOB Regl,traUoo Nemb", ;f appl<able) | CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number…Read the full text as markdown