Full text of POLARIS PRIVATE PLACEMENTS, LLC's X-17A-5 filed 2024-03-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** MM/DD/YY **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING O 1/01 /23 AND ENDING 12/31 /23 MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Polaris Private Placements, LLC TYPE OF REGISTRANT (check all applicable boxes): I!!!! Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 735 Johnnie Dodds Blvd., Suite 105 | | (No. and Street) | | | | |--------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|-------------------------------------------|--| | Mt. Pleasant | SC | | 29464 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Anthony Diamos | ( 404) 536 -<br>6984 | | adiamos@bdcaonline.com | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RUBIO CPA, PC | (Name - if individual, state last, first, and middle name) | | | | | 3500 Lenox Road NE, Suite 1500 Atlanta | | GA | 30326 | | | (Address) | (City) | (State) | (Zip Code) | | | 05/05/09 | | 3514 | | | | te of Reg;stcafoa with PCAOB)Of apphcable) | | | (PCAOB Reg;mac;o, N "m bee, ;f apphcable) | | | r | FOR OFFICIAL USE ONLY | | | | | | | | I | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, John c. Pernel<br>l, Jr. | | swear (or affirm) that, to the best of my knowledge and belief, the | |…Read the full text as markdown