Full text of POLARIS PRIVATE PLACEMENTS, LLC's X-17A-5 filed 2026-03-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17 A-5 PART Ill** | SEC FILE NUMBER | | | | | |-----------------|--|--|--|--| | | | | | | | 8-69922 | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------|-----------------|-----------------|--|--| | 01/01/2025<br>12/31/2025 | | | | | | | FILING FOR THE PERIOD BEGINNING | MM/DD/VY | AND ENDING | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: | Polaris Private Placements, LLC<br>------------------------------- | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>� Broker-dealer<br>□ Security-based swap dealer<br>D Major security-based swap participant<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 825 Lowcountry Blvd., Suite 206 | | | | | | | (No. and Street) | | | | | | Mt. Pleasant<br>SC | | | 29464 | | | | (City)<br>(State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Anthony Diamos<br>( 404) 536-6984<br>adiamos@bdcaonline.com | | | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RUBIO CPA, PC | | | | | | | 3500 Lenox Road NE, Suite 1500 | (Name - if individual, state last, first, and middle name)<br>Atlanta | GA | 30326 | | | | (Address)<br>05/05/2009 | {City) | (State)<br>3514 | (Zip Code) | | | | rt•<br>of Re�stcat;oa with PCAOBJI• apPlkable)<br>{PCAOB Reglstcatloa Norn bee, If appll�ble)<br>FOR OFFICIAL USE ONLY<br>I | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable.…Read the full text as markdown