Full text of POLARIS PRIVATE PLACEMENTS, LLC's X-17A-5 filed 2023-03-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ I j, **UNITED STATES** i, I ' **SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. 20549 | ! 0MB APPROV/1L | | | |--------------------------|--|--| | ' 0MB Number: 3235-0123 | | | | Expires: Oct. 31, 2023 | | | | Estimated average burden | | | | I hours per response: 12 | | | l sEc FILE NUMBER: I s-699221 I• I I i #### **ANNUAL REPORiTS** \ ; **FORM X-17A-5** i **PARf Ill** . i <sup>1</sup>**FACING; PAGE I** **Information Required Pursuant to Rules 17a-S, 1'7,a-12} and 18a-7 under the Securities ; Exchange Act of 1934** ! l > i | iFILING FOR THE PERIOD BEGINNING 011 | 01 /22 i | AND ENblNG 12/31 /22 | | |-----------------------------------------------|------------------------------|----------------------|----------| | | j MM/DD/VY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Polaris Private Placements, LLC | | | | TYPE OF REGISTRANT (check all applicable boxes): � Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer I **j** j. f ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 735 Johnnie Dodds Blvd., Suite 105 | | (No. and Street) | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------|------------------------------------------|------------------------| | Mt. Pleasant | SC | | 29464 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Anthony Diamos | ( 404) 536 -<br>6984 | | adiamos@bdcaonline.com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RUBIO CPA, PC<br>(Name - if individual, state last, first, and middle name) | | | | | 3500 Lenox Rd., Suite 1500 Atlanta | | GA | 30326 | | (Address) | (City) | (State) | (Zip Code) | | 05/05/09 | | 3514 | | | t• of Reg;st,aUoo w;th PCAOB)l;f appHcableJ | | {PCAOB R,g;straUoo N"mbec, ff appHcableJ | | | FOR OFFICIAL USE ONLY<br>r | | | | | | | | I | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if appli…Read the full text as markdown