Full text of XLII FINANCIAL SERVICES LLC's X-17A-5 filed 2022-05-27 (period 2022-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OM8 Number: 3235-0123 Expires: Oct, 31, 2023 Estimated average burden hours per response: # ANNUAL REPORTS FORM X-17A-5 PART III | College of Copyright | | |----------------------|--| | | | | SEC FILE NUMBER | | | 8-69986 | | | | FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | |---------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------| | FILING FOR THE PERIOD BEGINNING 04/01/21 | | 03/31/22<br>AND ENDING | | | MM/DD/YY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | NAME OFFIRM: XLII Financial Services, LLC | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O., box no.) | | | 10023 Apple Creek Drive | | | | | (No. and Street) | | | Dallas | Texas | 75243 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | 972-721-3613 | clarencejanderson@yahoo.com | | Clarence Anderson | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | # Phillip V. George, PLLC | | (Name - if individual, state last, first, and middle name) | | | |--------------------------------------------------|------------------------------------------------------------|--------------------------------------------|------------| | 5179 CR 1026 | Celeste | lexas | 75423 | | (Address) | (City) | (State) | (Zip Code) | | 2/24/2009 | | 3366 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public for any and only in the first and accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii). if annicable CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently…Read the full text as markdown