Full text of XLII FINANCIAL SERVICES LLC's X-17A-5 filed 2023-06-26 (period 2023-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 3/31/23 filing for the period beginning 4/01/22 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: XLII Financial Services, LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Security-based swap dealer @ Major security-based swap participant O Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 10023 Apple Creek Drive (No. and Street) Dallas 75243 Texas (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Clarence Anderson 972-721-3613 clarencejanderson (Email Address) (Name) (Area Code - Telephone Number) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Phillip V. George, PLLC (Name - if individual, state last, first, and middle name) 5179 CR 1026 75423 Celeste Texas (Address) (City) (State) (Zip Code) 2124/2009 3366 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){1){ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION #### الات العام العام المقاوم العام العام العام العام المستقل المستقل المستقل المستقل المستقل المستقل المستقل المستقل المستقل المستقل المستوى المستوى المستوى المستقل المستقل المس swear (or affirm) that, to the best of my knowledge and belief, the ALII Financial Services, LLU financial report pertaining to the firm of 3/31 2 ULS, is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account/flassified solely as that of a…Read the full text as markdown