Full text of XLII FINANCIAL SERVICES LLC's X-17A-5 filed 2026-05-14 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | - DIVID ALL ROVAL | |--------------------------| | OMB Number: 3235-0123 | | xpires: Nov. 30, 2026 | | stimated average burden | | ours per response:<br>12 | | | | | SEC FILE NUMBER 8-69986 IAAD ADDROWAI #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 03/31/2026 FILING FOR THE PERIOD BEGINNING 04/01/2025 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: XLII Financial Services, LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 10023 Apple Creek Drive (No. and Street) 75423 Dallas Texas (Zip Code) (State) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING Clarence Anderson 972-721-3613 clarencejanderson@yahoo.com (Area Code – Telephone Number) (Email Address) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Phillip V. George, PLLC (Name - if individual, state last, first, and middle name) 75423 5179 CR 1026 Celeste Texas (State) (Zip Code) (City) (Address) 3366 2/24/2009 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Clarence Anderson | swear (or affirm) that, to the best of my knowledge and belief, the | | |-------------------------------------------------------------------------|---------------------------------------------------------------------|-------| | tinancial report pertaining to the firm of XLII Financial Services, LLC | | as of | | 3/37 | 2 026 | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any accoupt classified solely as that of a customer. Sig…Read the full text as markdown