Full text of XLII FINANCIAL SERVICES LLC's X-17A-5 filed 2024-06-04 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | | OMB APPROVAL | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|---------|-----------------|----------------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION | | | OMB Number: 3235-0123 | | | Washington, D.C. 20549 | | | Expires: Nov. 30, 2026<br>Estimated average burden | | | | | | hours per response: 12 | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | FORM X-17A-5 | | | 8-69986 | | | PART III | | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | 04/01/23 _____________________________________________________________________________________________________________________________________________________________________<br>03/31/24<br>FILING FOR THE PERIOD BEGINNING<br>AND ENDING | | | | | | | MM/DD/YY | | | MM/DD/YY | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: XLII Financial Services, LLC | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | Broker-dealer | | | | L Major security-based swap participant | | Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | | 10023 Apple Creek Drive | | | | | | | (No. and Street) | | | | | Dallas | Texas | | | 75423 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Clarence Anderson | 972-721-3613 | | | clarencejanderson@yahoo.com | | | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | | | Phillip V. George, PLLC | | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 5179 CR 1026 | Celeste | | Texas | 75423 | | (Address) | (City) | (State) | | (Zip Code) | | 2/24/2009 | | 3366 | | | | | | | | | | (Date of Registration with PCAOB){if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OF…Read the full text as markdown