Full text of BELL POTTER SECURITIES (US) LLC's X-17A-5 filed 2022-02-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Bell Potter Securities (US) LLC** **Statement of Financial Condition** **December 31, 2021** {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** | | OMB Number: 3235‐0123 | | |--------------------------|----------------------------------------|--| | | Expires: October 31, 2023 | | | Estimated average burden | | | | | hours per response… 12.00 | | **8‐69991** SEC FILE NUMBER OMB APPROVAL # **ANNUAL AUDITED REPORT FORM X‐17A‐5 PART III** | | Information Required Pursuant to Rules 17a‐5, 17a‐12, and 18a‐7 under the Securities Exchange Act of 1934 | | | | | |---------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-----------------|--------------------------------------------|--| | REPORT FOR THE PERIOD BEGINNING | 01/01/2021 AND ENDING | 12/31/2021 | | | | | | MM/DD/YY | | | MM/DD/YY | | | | A.<br>REGISTRANT | IDENTIFICATION | | | | | NAME OF FIRM: Bell Potter Securities (US) LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | ☒Broker‐dealer<br>☐Security‐based<br>☐ Check here if respondent is also an OTC derivatives dealer | swap dealer | ☐Major<br>security‐based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 444 Madison Ave, Floor 39 | | | | | | | | | (No. and Street) | | | | | New York | | NY | | 10022 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Steve Cossettini 917‐819‐1410 | | | | scossettini@bellpotter.com | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | | B.<br>ACCOUNTANT | IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | WithumSmith+Brown PC | | | | | | | | | (Name – if individual, state last, first, middle name) | | | | | 1411 Broadway, 23rd Floor | New York | NY | | 10018 | | | (Address) | (City) | | (State) | (Zip Code) | | | 10/08/2003 | | | | 100 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be co…Read the full text as markdown