Full text of BELL POTTER SECURITIES (US) LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Bell Potter Securities (US) LLC Statement of Financial Condition December 31, 2023 {1}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 #### OMB Number: 3235-0123 Expires: Nov 30, 2026 Estimated average burden hours per response... 12.00 8-69991 SEC FILE NUMBER OMB APPROVAL # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | |--------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|----------------------------------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING | 01/01/2023 AND ENDING<br>MM/DD/YY | 12/31/2023 | MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Bell Potter Securities (US) LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | & Broker-dealer | □Security-based swap dealer | □Major security-based swap participant | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 444 Madison Ave, Floor 39 | | | | | | (No. and Street) | | | | New York | NY | | 10022 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Steve Cossettini | 917-819-1410 | | scossettini@bellpotter.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | WithumSmith+Brown PC | | | | | | (Name - if individual, state last, first, middle name) | | | | 1411 Broadway, 23rd Floor | New York | NY | 10018 | | (Address) | (City) | (State) | (Zip Code) | | 10/08/2003 | | | 100 | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currentl…Read the full text as markdown