Full text of BELL POTTER SECURITIES (US) LLC's X-17A-5 filed 2025-02-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Bell Potter Securities (US) LLC** **Statement of Financial Condition** **December 31, 2024** {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** | OMB Number: | 3235-0123 | | | | |--------------------------|--------------|--|--|--| | Expires: | Nov 30, 2026 | | | | | Estimated average burden | | | | | | hours per response… | 12.00 | | | | **8-69991** SEC FILE NUMBER OMB APPROVAL # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | | FACING PAGE | | | | | | |--------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|--------------------------------------------|--|--|--| | FILING FOR THE PERIOD BEGINNING | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>01/01/2024 AND ENDING | 12/31/2024 | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: Bell Potter Securities (US) LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | ☒Broker-dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | ☐Security-based swap dealer | ☐Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | 444 Madison Ave, Floor 39 | | | | | | | | | | (No. and Street) | | | | | | New York | | NY | 10022 | | | | | (City) | | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Steve Cossettini | 917-819-1410 | | scossettini@bellpotter.com | | | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | WithumSmith+Brown PC | | | | | | | | | | (Name – if individual, state last, first, middle name) | | | | | | 1411 Broadway, 23rd Floor | New York | NY | 10018 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 10/08/2003 | | | 100 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | \*…Read the full text as markdown