Full text of BELL POTTER SECURITIES (US) LLC's X-17A-5 filed 2023-02-21 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Bell Potter Securities (US) LLC** **Statement of Financial Condition** **December 31, 2022** {1}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION | | OMB APPROVAL | | | |------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|----------------------------------------|--------------------------------------|--------------------------------------------|--| | | Washington, D.C. 20549 | | | | | | | | | OMB Number: | 3235-0123 | | | | | | Expires:<br>Estimated average burden | October 31, 2023 | | | | | | | hours per response<br>12.00 | | | | ANNUAL AUDITED REPORT | | | | | | | FORM X-17A-5 | | | SEC FILE NUMBER | | | | PART III | | | 8-69991 | | | | | | | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/2022 AND ENDING | 12/31/2022 | | | | | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Bell Potter Securities (US) LLC | | | | | | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | & Broker-dealer | | □Major security-based swap participant | | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>444 Madison Ave, Floor 39 | | | | | | | | (No. and Street) | | | | | | New York | NY | | | 10022 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Steve Cossettini | 917-819-1410 | | | scossettini@bellpotter.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. Accountant Identification | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | WithumSmith+Brown PC | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | 1411 Broadway, 23rd Floor | New York | NY | | 10018 | | | (Address) | (City) | (State) | | (Zip Code) | | | 10/08/2003 | | | | 100 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | supported by a statement of facts and circumstances relied on…Read the full text as markdown