Full text of STORY3 ADVISORS LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **STORY3 ADVISORS LLC (SEC ID NO. 8-69997)** ## **ANNUAL AUDIT REPORT** **\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_** ## **DECEMBER 31, 2021** ## **PUBLIC DOCUMENT** **Filed Pursuant to Rule 17-A-5(E)(3) as a Public Document** {1}------------------------------------------------ PUBLIC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden h ## ANNUAL REPORTS FORM X-17A-5 PART III | Company of the control of the county of the county of the county of the county of the county of the county of the county of the county of the county of the county of the coun<br>ours per response: | 12 | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----| | SEC FILE NUMBER | | | 8-69997 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/21 | AND ENDING | 12/31/21 | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------------|--------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Story3 Advisors LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>C Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 15020 Altata Drive | | | | | | (No. and Street) | | | | Pacific Palisades | California | | 90272 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Peter H. Comisar | (310) 425-3000 | peter@story3capital.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Ernst Wintter & Associates LLP | (Name - if individual, state last, first, and middle name) | | | | | | | | | 675 Ygnacio Valley Road, Suite A200 Walnut Creek<br>(Address) | | Californi…Read the full text as markdown